Policies and procedures


Commitment to quality

Glynn Finance in conjunction with QED Risk Services Pty Ltd 2010 has developed policy, procedure and programs designed, developed and then integrated through the organisation to better enable compliance.

QED Risk Services has been working with the mortgage & finance industry ever since the introduction of NCCP in 2010 and is now firmly established as the experts in Australian Credit Licensing and NCCP Compliance.

We have helped over 350 ACL holders to gain their Licenses with ASIC, with a 100% success rate. By preparing and successfully submitting more Australian Credit Licenses with ASIC than any other provider, we understand what ASIC require and make it easy and seemless for our clients.

Those policy, procedure and programs developed include the followings:

  1. Compliance program
  2. Risk management program
  3. Financial resource policy
  4. Human resorces policy
  5. Information technology policy
  6. Managing conflict of interest policy
  7. Outsourcing policy
  8. Credit supervision and training policy
  9. Complaints policy and register
  10. Compensation arrangements policy and procedure.

More Information

For more information relating to these policies and procedures please contact our corporate centre on 0421 017 579 or email info@glynnfinance.com.au